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IOSCO Releases Report and Assessment Methodology on Objectives and Principles of Securities Regulation

The International Organization of Securities Commissions released a report entitled "Objectives and Principles of Securities Regulation" and an accompanying methodology for assessing implementation of the objectives and principles. The documents set out 38 principles of securities regulation based upon three objectives: protecting investors; ensuring that markets are fair, efficient and transparent; and reducing systemic risk.

Report |    Methodology